14 June 2024

No First Use: Threatening Alliance Cohesion, Assurance, and Non-Proliferation

Michaela Dodge & Keith B. Payne

Introduction

The U.S. extended nuclear deterrent is underpinned by the deterrent threat option to escalate to nuclear first use in the event of otherwise unstoppable aggression against an ally. For decades, major allies have testified as to the critical importance they attach to this nuclear escalation threat behind the U.S. extended nuclear deterrent. It is a key reason, allies insist, that they are able to stand back from pursuing their own national possession of nuclear weapons—and thus a key to U.S. nuclear non-proliferation goals. It is no overstatement to conclude that, for decades, the U.S. extended deterrent, including the nuclear escalation option, have been essential to the cohesion of U.S. alliances and the relative success of nuclear non-proliferation.

Episodic U.S. initiatives to move to no first use (NFU) or “sole purpose” nuclear weapon policies—that would preclude U.S. nuclear employment in response to anything other than an opponent’s nuclear attack—would directly contradict the traditional U.S. extended nuclear deterrent commitment to allies. These initiatives are a prime example of how the U.S. pursuit of arms control goals can unintentionally undermine the keys to alliance cohesion—extended nuclear deterrence and the assurance of allies. U.S. allies have consistently expressed sharp, substantive opposition to U.S. proposals for an NFU or “sole purpose” nuclear policy—two different titles for essentially the same policy constraint on U.S. deterrent strategies, i.e., precluding a U.S. nuclear response to an opponent’s non-nuclear attack, including an opponent’s chemical or biological weapons (CBW) attack.

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