November 2, 2015
The “sail by” of USS Lassen within the 12 nautical mile claim line of the new Chinese facilities on Subi reef in the South China Sea occurred without major incident last week. Despite some fiery Chinese rhetoric, war has not broken outand that is a profoundly good thing. Actually, nothing much has changed at all, so it seems. The tense stalemate persists as before. China will continue to build up its new “bases” in and among the Spratly islets. The U.S. will continue to patrol regularly and exercise with its alliance partners. Perhaps, as Xi Jinping said not so long ago, the Pacific Ocean really is big enough to accommodate the interests of both China and the U.S.?
There has been plenty of grousing in the last few months on the right and within U.S. national security circles about how excessive “kibitzing” and hand-wringing preceded the Lassen’s recent patrol. “Too little, too late” will be the inevitable critique of the Obama Administration. But perhaps the Administration that gave U.S. foreign policy the underappreciated legacy of “Don’t do stupid stuff” – an approach much criticized in the Syrian context – could be forgiven for exercising due caution when it comes to escalating a conflict with another nuclear power in that power’s backyard. Perhaps Obama’s national security advisors understand that what might begin as cutters “blasting away” with water cannons could rapidly transition to anti-ship cruise missiles sinking warships, to missile and air attacks on bases, and even to a nuclear exchange targeting cities. That escalation chain could take hours not days and would certainly constitute “stupid stuff” if such a military conflict was fought over “rocks and reefs.”
Provided both powers act with restraint, as they did last week, the unhappy scenario painted above remains an exceedingly low probability – as it should be. But where will the standoff go from here as both sides are very likely to seek to demonstrate resolve by “upping the ante”? That is a regrettable, but likely prospect. As it turns out, Chinese naval analysts have been studying the nature of U.S. Freedom of Navigation (FoN) patrols and may have concluded that “撞击” [ramming] might be the next logical step. A leading Chinese naval analyst, Captain Li Jie, highlighted that tactic in a quotation excerpted in one of the July 2015 issues (B) of 现代舰船 [Modern Ships]. Another article in a spring 2015 edition of that same magazine (4A) spelled out the strategy in much more detail and it is this latter article that is the major subject of this edition ofDragon Eye.
That article is a detailed study of a 1988 late Cold War standoff: “黑海撞船考” [Investigation of the Black Sea Ship Collision] and begins with the provocative epigraph: “不要侵犯苏联边界, 我被授权实施打击” [Do not violate the state borders of the Soviet Union, I am authorized to strike], as the warning offered by the Soviet commanding officer to his American counterpart at the time. In examining this episode, Chinese strategists again seem to be looking to Soviet military strategy and practices as a possible approach to confronting American power. I have written before on this forum about the Chinese Navy’s fascination with the Soviet Navy.
The analysis begins with the interesting observation that the U.S. FoN program is not all that old. According to the Chinese analysis, the program initiated in 1979 was a direct response to the international Law of the Sea negotiations process. The purpose, as summarized in the Chinese article, was to ensure that coastal states did not attempt to engage in further restrictions of movement upon the high seas. It is observed in the article that dangerous incidents continued between the U.S. Navy and the Soviet Navy despite the fact that anIncidents at Sea (INCSEA) protocol had been agreed between Washington and Moscow back in the early 1970s.
According to this account, U.S. FoN patrols into the Black Sea during 1986 caused the Kremlin to increase its air and naval forces in that area in order to counter the U.S. Navy. It was at that time that the Soviet Naval Chief, Admiral Vladimir Chernavin, apparently proposed that the Soviet Navy should confront the U.S. Navy ships employing the tactic of ramming.
A few details of the incident highlighted in the Chinese analysis are worth noting. First, it is related that the Soviet ship was significantly smaller. The Soviet Navy frigate Bezavetny is said to have had only 1/3 the tonnage of the USS Yorktown (CG-48), a cruiser. Importantly, “两舰都没有人员伤亡” [neither ship suffered any casualties to their personnel], while both ships did sustain some minor damage. Crews on both sides are credited by the Chinese analyst with “较高的技巧” [a high level of skill].
As a “happy ending” to this Chinese rendering of a late Cold War at sea incident, the analysis observes that no other similar conflicts followed after this bumping incident. In fact, the incident is even described as “not a negative event for either side,” and perhaps even a “双赢的结果” [win-win result], because it was said to help both navies reach a common perspective with related guidelines for such sensitive interactions at sea. A fascinating issue raised in the analysis actually examines the words conveyed in English by the Soviet naval ships to the American ships. It is observed that the actual English word used by the Soviet Navy in the warning was “strike,” which is translated in Chinese as “打击” [attack], and could easily be misinterpreted to have a more aggressive intent. This mistake and the related potential for confusion is identified in the Chinese article and a preference is indicated for the English words: “collide,” “bump,” “shoulder,” or “ram.”
In the end, the Chinese analysis concludes that the Soviet Navy “dealt with these situations with patience and in quite a professional way. Although it was threatened many times, the actual instances of ramming were extremely appropriate. Despite the high level tone of resistance, the aftermath of these events was dealt with very wisely.” It would be a mistake to assume that the Chinese will certainly mimic Soviet responses to American FoN operations and, moreover, the agreement on a Code for Unplanned Encounters at Sea (CUES) should help to prevent such occurrences. Yet, the article summarized above may still unfortunately provide some hints of “coming attractions.” The bad news is that the temperature of US-China naval interactions could well continue to rise. However, some good news, as suggested in the analysis discussed here, is that Chinese naval analysts also seem eager to avoid the military conflict that could result.
Lyle J. Goldstein is Associate Professor in the China Maritime Studies Institute (CMSI) at the U.S. Naval War College in Newport, RI. The opinions expressed in this analysis are his own and do not represent the official assessments of the U.S. Navy or any other agency of the U.S. Government.
Editor’s Note: The following is part of a unique series we call Dragon Eye, which seeks insight and analysis from Chinese writings on world affairs. You can find all previous articles in the series here.
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