Unintended Consequences of US Alliances in Asia

The benefits of US alliances in Asia are often touted, but what about the costs? 

By Robert E. Kelly

April 07, 2014 

The conventional wisdom on U.S. alliances in Asia, at least in the West, Japan, and Taiwan (but not necessarily in South Korea), is that they are broadly a good thing. One hears this pretty regularly from U.S. officials and the vast network of U.S. think tanks and foundations, such as the Center for Strategic and International Studies and the American Enterprise Institute, and their many doubles in Asia. U.S. alliances, we are told, provide stability. They keep China from dominating the region. They hem in North Korea and defend the powerfully symbolic South Korean experiment in liberal democracy and capitalism. They prevent the nuclearization of South Korea and Japan and a spiraling regional arms race. In short, they re-assure.

The Chinese would almost certainly disagree with these attributions. I have argued in The Diplomat before that Chinese hegemony is less likely than U.S. and especially Japanese alarmism would have one think. Nor is it really clear that China intends to bully Asia like the Kaiser tried to in Europe (although it is looking ever more likely). But it is also true that U.S. alliances are rarely questioned on their own terms. We tend to assume these benefits – perhaps out of widespread strategic distrust of China – rather than prove them. And we also tend to overlook or downplay any negatives, unintended consequences and second order effects.

So what are the second-order effects of U.S. alliances (in Asia), and if they are costs, do they outweigh the first-order benefits? Measuring the possible negatives would be quite difficult, but then the positives listed above are also rarely measured. We just assume, for example, that the U.S. presence halts a spiraling nuclear arms race in East Asia, even though that has not happened between India and Pakistan after they both went nuclear in the 1990s. Neither India nor Pakistan has a strong U.S. alliance, nor are they governed as competently as most East Asian states are, but that has not led to the widely feared nuclear spiral between them, suggesting that U.S. reassurance might not actually be necessary for nuclear responsibility in Asia after all.

This strikes me as the sort of question that the think-tank consensus on U.S. foreign policy could not digest without an intellectual meltdown. But it is clearly a logical possibility. Stephen Walt and many others have argued, for example, that the closeness of the U.S.-Israel alliance has all sorts of negative unintended consequences, like Muslim anger at the U.S. in turn feeding sympathy for radicalism, and so on. So it is methodologically possible, however undesirable to U.S. analysts, that similar negatives and false positives exist in Asia. Post-Iraq, it should no longer be taken as self-evident that a heavy U.S. forward presence is obviously a good thing. Restraint does not equal decline, betraying allies, Munich 1938 all over again, and so on. But as thepanicky, Obama-is-weak paranoia that followed Crimea illustrates, axiomatic hawkishness will be a hard habit to break.

I can think of at least four possible negatives, and these should actually be researched before they are simply dismissed by hawks as dovish “isolationist” propaganda:

1. U.S. Forces in Korea (USFK) could be perpetuating the division of Korea now, because a) they are a critical prop in North Korean post-communist ideology, without which the regime would struggle to explain privation to its people (Brian Meiers has made this point), and b) USFK’s presence deters China from cutting North Korea loose, as the Chinese scholars in my experience routinely say, and quite bluntly. Indeed, I have long thought that a good deal for Korea would be: the U.S. agrees to leave permanently in exchange for China cutting North Korea loose thereby accelerating unification. A cut-off of Chinese aid would bring a huge crisis in the North and might well precipitate collapse and unification. A unified Korea could then Finlandize between the competing powers of its neighborhood, perhaps nuclearizing to ensure that it becomes the Switzerland or Austria of East Asia. The U.S. government might not like that outcome, but it is a petty good one for the Koreans. Remember that NATO was not supposed to station forces in the former German Democratic Republic in exchange for Moscow letting East Germany go (or so Mikhail Gorbachev has claimed; James Baker disputes this). But then the NATO moved east anyway, helping Vladimir Putin’s argument that the West is out to get Russia. The Chinese know this history and will not make the same mistake in Korea. They will not give up North Korea unless USFK leaves the peninsula, an uncomfortable point no one seems to want to admit

2. The reassurance provided by USFK and USFJ (U.S. Forces in Japan) freeze the Japanese-Korean conflict, encourage maximalists and zealots on both sides not to compromise, and give Japan regular political cover fornot coming clean about its past imperial behavior. I have made this argument at length here and here.

3. The “pivot to Asia” might very well precipitate the very cold war with China it is supposed to prevent. The evidence is actually mixed on how much East Asian states fear China, no matter how much Westerners think China want to “rule the world.” It is important to not tumble unnecessarily into a conflict with China. There is a large debate over whether the U.S. hawkish turn on the U.S.S.R. with Harry Truman’s ascent to the presidency in April 1945 accelerated the collapse of the Big Three WWII alliance and helped start the Cold War. Similarly, the Kennedy brothers and Operation Mongoose certainly helped push Fidel Castro toward Moscow in the early 1960s. And the “recognition controversy” debate on the foundation of communist China also suggests that America’s early Cold War insistence on reading any socialist/communist state as a tool of Joseph McCarty’s Moscow-run “international communist conspiracy” prevented a basic modus vivendi with Mao Zedong for twenty years. The U.S.S.R. might have collapsed earlier if the U.S. had been able to recruit China into anti-Soviet containment much earlier. In short, there is a fair amount to suggest that forward, hawkish alliance building by the U.S. helped ignite and/or worsen the Cold War. I worry a lot when I read things like this, that we will do the same with China. Hugh White is almost certainly right: the U.S. needs to find a way to live with Chinese power – unless the U.S. is prepared to seriously confront China in a major armed conflict, something I highly doubt U.S. public opinion would support.

4.U.S. alliances almost certainly encourage allied free-riding, in both Asia and NATO, so unnecessarily driving up defense costs for U.S. taxpayers. South Korea spends only 2.7 percent of GDP on defense, despite bordering North Korea. Japan spends an astonishing 0.88 percent of GDP on defense, despite Abe’s tough talk on China. These numbers are one reason my support for the pivot is so mixed. The pivot will almost certainly encourage Asian allies to continue to underspend on defense at American expense. But U.S. defense spending is already in obvious competition with America’s aging population’s needs, massive infrastructure underinvestment, and the Tea Party’s insistence on smaller government.

Stack these possible costs against the possible benefits of the pivot, and it is not automatically obvious that U.S. alliances are balance-positive. If I had to guess, I would say yes, primarily because of China’s recent shift away from a “peaceful” rise. (If China were smart, it would go back to the peaceful rise strategy that worked so well for decades and undercut U.S. China hawks.) But the limited Indo-Pakistan nuclear arms race and enormous ability of South Korea to outspend North on defense, among other examples, suggest that U.S. alliances may not in fact be doing what we think they are doing. Those benefits should be demonstrated, not just assumed underthe simplistic guise of “internationalism” against “isolationism.”

Robert E. Kelly (@Robert_E_Kelly) is an associate professor of international relations in the Department of Political Science and Diplomacy at Pusan National University. More of his work may be found at his website,AsianSecurityBlog.wordpress.com.